Louise Dench

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Nov 2014)
    • CF4 Partner (AR) (since 11 Nov 2014)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF4 Partner (AR) (since 11 Nov 2014)
  • Stonebridge Wealth LLP

    FRN 629090

    • (1)Employed By (since 11 Nov 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (18 Nov 2010 to 15 Aug 2014)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (18 Nov 2010 to 5 Sep 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 21 Nov 2010)
    • CF22 Investment Adviser (Trainee) (18 Jul 2006 to 31 Oct 2007)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (18 Jul 2006 to 21 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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