Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 7 Apr 2024)
- CF30 Customer (since 2 Mar 2024)
- [FCA CF] Client dealing (7 Aug 2020 to 7 Apr 2024)
- [FCA CF] Functions requiring qualifications (7 Aug 2020 to 7 Apr 2024)
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One Financial Solutions Ltd
FRN 607130
- (18)Employed By (since 2 Mar 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jul 2020)
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- CF30 Customer (21 Nov 2011 to 8 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.