Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Apr 2024)
    • CF30 Customer (since 2 Mar 2024)
    • [FCA CF] Client dealing (7 Aug 2020 to 7 Apr 2024)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 7 Apr 2024)
    • (18)Employed By (since 2 Mar 2024)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jul 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (21 Nov 2011 to 8 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.