Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Spire North East Ltd
FRN 1049834
- (4)Employed By (since 10 Mar 2026)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Sep 2024)
- CF30 Customer (since 14 Aug 2024)
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- (14)Employed By (14 Aug 2024 to 13 Mar 2026)
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- CF30 Customer (11 Mar 2024 to 20 Jun 2024)
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- [FCA CF] Client dealing (6 Jul 2022 to 5 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (6 Jul 2022 to 5 Jun 2024)
- CF30 Customer (6 Jul 2022 to 28 May 2024)
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- Employed By (6 Jul 2022 to 20 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.