Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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abrdn Fund Managers Limited
FRN 121803
- [FCA CF] Material risk taker (since 8 Mar 2024)
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abrdn Investments Limited
FRN 121891
- [FCA CF] Material risk taker (since 8 Mar 2024)
- [FCA CF] Algorithmic trading (since 4 Mar 2024)
- [FCA CF] Significant management (since 9 Oct 2023)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2022 to 31 Dec 2022)
- CF30 Customer (3 Apr 2014 to 8 Dec 2019)
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abrdn Alternative Funds Limited
FRN 143445
- [FCA CF] Material risk taker (since 8 Mar 2024)
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abrdn Investment Management Limited
FRN 188406
- [FCA CF] Material risk taker (since 8 Mar 2024)
- [FCA CF] Algorithmic trading (since 4 Mar 2024)
- [FCA CF] Significant management (since 9 Oct 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2022 to 31 Dec 2022)
- CF30 Customer (6 Oct 2017 to 8 Dec 2019)
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- CF21 Investment Adviser (29 Jan 2002 to 19 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.