Louisa Clare Rippon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Client dealing (since 6 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2022)
    • CF30 Customer (25 Jan 2011 to 8 Dec 2019)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (1 Nov 2007 to 19 Nov 2010)
    • CF26 Customer Trading (13 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.