Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lazard Asset Management Limited (no longer approved here)

    FRN 121839

    • CF29 Significant management (16 Oct 2008 to 21 Jun 2018)
    • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF21 Investment Adviser (10 Apr 2006 to 31 Jul 2007)
    • CF22 Investment Adviser (Trainee) (9 Sep 2004 to 10 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.