Louis Philippe De Sousa

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gordian Knot Limited (no longer approved here)

    FRN 170759

    • CF30 Customer (1 Nov 2007 to 5 Oct 2016)
    • CF26 Customer Trading (14 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Jun 2005 to 14 Sep 2006)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (5 Mar 2004 to 31 Jul 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 Apr 2003)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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