Louis Oliver Martines

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 11 Jan 2023)
    • [FCA CF] Client dealing (since 16 Aug 2021)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Client dealing (7 Mar 2017 to 5 Jan 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 5 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 5 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.