Louis Jones

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Itc Compliance Limited
FRN 313486
- CF1 Director (AR) (since 1 Apr 2022)
- CF1 Director (AR) (19 Feb 2016 to 1 Aug 2019)
Sparshatts Group Limited
FRN 845986
- (1)Employed By (since 1 Aug 2019)
Richmond Cars (Fareham) Ltd (no longer approved here)
FRN 741215
- CF8 Apportionment and Oversight (27 Apr 2016 to 31 Jul 2019)
Richmond Cars (Botley) Ltd (no longer approved here)
FRN 741326
- CF8 Apportionment and Oversight (27 Apr 2016 to 31 Jul 2019)
Cars of Swanwick Limited (no longer approved here)
FRN 483317
- Employed By (19 Feb 2016 to 1 Aug 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.