Louis Hammond

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Philip James Financial Services Ltd.

    FRN 531018

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2025)
    • [FCA CF] Client dealing (since 1 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (14 Oct 2024 to 28 Mar 2025)
    • CF30 Customer (11 Oct 2024 to 28 Mar 2025)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (465)Employed By (11 Oct 2024 to 28 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Jul 2023 to 27 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (9 May 2023 to 27 Aug 2024)
  • Orestone Wealth Management Ltd (no longer approved here)

    FRN 780439

    • (1)Employed By (24 Jul 2023 to 27 Aug 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (25 Mar 2021 to 22 May 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 30 Apr 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (23 Jun 2016 to 1 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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