Louis Georges Philippe Marie Serrand

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF4 Partner (AR) (since 2 Apr 2026)
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2025)
    • CF30 Customer (since 27 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Oct 2020)
    • (4)Employed By (since 27 Jan 2025)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Client dealing (21 Jun 2023 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (21 Jun 2023 to 31 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ambasna Wealth Solutions LLP

  2. controlled function added: (4)Employed By at Ambasna Wealth Solutions LLP