Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 23 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2022)
    • CF11 Money Laundering Reporting (28 Aug 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Social and Sustainable Capital LLP (no longer approved here)

    FRN 588445

    • SMF27 Partner (9 Dec 2019 to 2 Mar 2021)
    • CF4 Partner (28 Sep 2017 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF2 Non Executive Director (13 Sep 2007 to 1 Aug 2016)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • CF2 Non Executive Director (13 Sep 2007 to 1 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

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