Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Dec 2019)
- CF30 Customer (1 Nov 2007 to 17 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (1)Employed By (22 Oct 2010 to 17 Dec 2012)
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- CF30 Customer (6 Sep 2010 to 4 Nov 2010)
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- Employed By (6 Sep 2010 to 14 Oct 2010)
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- (2)Employed By (30 Mar 2007 to 21 Oct 2010)
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- (1)Employed By (29 Nov 2005 to 30 Mar 2007)
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- (1)Employed By (1 Dec 2001 to 29 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.