Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forester Life Limited (no longer approved here)

    FRN 177898

    • [FCA CF] Client dealing (10 Dec 2018 to 14 Sep 2022)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 14 Sep 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (19 Jul 2011 to 21 Aug 2013)
  • Richard Anthony Short (no longer approved here)

    FRN 216109

    • (2)Employed By (6 Aug 2010 to 23 Jun 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (6 Aug 2010 to 23 Jun 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 6 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.