Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sandringham Financial Partners Limited
FRN 581304
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 5 Jul 2024)
- CF30 Customer (since 5 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 28 Nov 2022)
- [FCA CF] Client dealing (since 28 Nov 2022)
-
THE ARKK ALLIANCE WEALTH LTD
FRN 1012700
- (2)Employed By (since 5 Jul 2024)
-
- [FCA CF] Client dealing (10 Mar 2022 to 25 Nov 2022)
- [FCA CF] Functions requiring qualifications (10 Mar 2022 to 25 Nov 2022)
-
- (178)Employed By (9 Feb 2017 to 4 Dec 2020)
-
- CF30 Customer (9 Feb 2017 to 4 Dec 2020)
-
- CF30 Customer (15 Sep 2015 to 1 Feb 2017)
-
- CF30 Customer (1 Apr 2014 to 25 Aug 2015)
-
- (16)Employed By (1 Apr 2014 to 24 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.