Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FBS-IFA LLP

    FRN 499204

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (6 May 2009 to 8 Dec 2019)
    • CF4 Partner (6 May 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 May 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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