Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Eames Laurie Financial Services
FRN 214848
- (5)Employed By (since 26 Sep 2023)
-
2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 19 Sep 2023)
- CF30 Customer (since 18 Sep 2023)
- [FCA CF] Functions requiring qualifications (19 Sep 2023 to 9 Feb 2024)
- [FCA CF] Client dealing (19 Sep 2023 to 9 Feb 2024)
-
DSNY Wealth Planning Ltd
FRN 966782
- (3)Employed By (since 18 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.