Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Jun 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
    • CF4 Partner (6 Sep 2019 to 9 Dec 2019)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (7 Nov 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (13 May 2008 to 31 Oct 2011)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF26 Customer Trading (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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