Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 7 Dec 2022)
    • [FCA CF] Manager of certification employee (since 7 Dec 2022)
    • [FCA CF] Material risk taker (since 7 Dec 2022)
  • LMR Partners LLP (no longer approved here)

    FRN 504126

    • [FCA CF] Material risk taker (17 Mar 2021 to 6 Sep 2022)
    • [FCA CF] Client dealing (17 Mar 2021 to 6 Sep 2022)
    • CF4 Partner (12 Aug 2016 to 22 Nov 2019)
    • CF30 Customer (15 Dec 2015 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (24 Nov 2010 to 13 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.