Lorenzo Puce

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 17 Dec 2024)
    • [FCA CF] Significant management (since 14 Oct 2024)
    • [FCA CF] Manager of certification employee (since 13 Oct 2023)
    • [FCA CF] Client dealing (since 24 Feb 2017)
    • [FCA CF] Material risk taker (26 Jan 2022 to 3 Sep 2024)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 17 Dec 2024)
    • [FCA CF] Significant management (since 19 Sep 2024)
    • [FCA CF] Manager of certification employee (since 13 Oct 2023)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 25 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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