Loralei Richards

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 29 Oct 2010)
    • CF30 Customer (since 11 Oct 2010)
  • Loralei Richards Wealth Management

    FRN 532888

    • (2)Employed By (since 11 Oct 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 15 Sep 2010)
    • CF21 Investment Adviser (25 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jan 2003 to 25 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.