Lola Ninonuevo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wells Fargo Securities International Limited
FRN 186745
- SMF24 Chief Operations (since 10 Dec 2020)
Wells Fargo Bank, National Association
FRN 456183
- SMF24 Chief Operations (since 10 Dec 2020)
HSBC UK Bank Plc (no longer approved here)
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (26 Jul 2018 to 20 Jul 2020)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (25 Nov 2016 to 20 Jul 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.