Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LUNARO FINANCIAL SERVICES LIMITED
FRN 184333
- [FCA CF] Client dealing (since 4 Dec 2020)
- [FCA CF] Significant management (since 4 Dec 2020)
- [FCA CF] Manager of certification employee (since 4 Dec 2020)
- SMF16 Compliance Oversight (since 28 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2020)
- CF10a CASS Oversight function (18 Nov 2015 to 1 Feb 2017)
- CF10 Compliance Oversight (11 Jun 2015 to 1 Feb 2017)
- CF11 Money Laundering Reporting (11 Jun 2015 to 1 Feb 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.