Lok Kui Yim

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 13 Jan 2025)
    • [PRA CF] Managing a material risk taker (28 Feb 2024 to 15 May 2025)
    • [FCA CF] Manager of certification employee (15 Feb 2024 to 8 May 2024)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 13 Jan 2025)
    • [PRA CF] Managing a material risk taker (28 Feb 2024 to 15 May 2025)
    • [FCA CF] Manager of certification employee (15 Feb 2024 to 8 May 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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