Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (20 May 2013 to 28 Jul 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 27 Dec 2007)
    • CF21 Investment Adviser (20 Jun 2007 to 31 Oct 2007)
    • CF26 Customer Trading (5 Jul 2006 to 20 Jun 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF26 Customer Trading (2 Jul 2004 to 28 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.