Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2020)
    • CF30 Customer (since 3 Nov 2020)
    • (5)Employed By (since 3 Nov 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2021)
    • CF30 Customer (27 Sep 2019 to 18 Jan 2021)
  • Bespoke Financial Guidance Ltd (no longer approved here)

    FRN 502836

    • Employed By (27 Sep 2019 to 21 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.