Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mr Lloyd Swan
FRN 586477
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 21 Apr 2022)
- Responsible for Insurance Distribution (since 21 Apr 2022)
- SMF16 Compliance Oversight (since 21 Apr 2022)
- Sole trader dealing with clients for which they require qualification (since 21 Apr 2022)
- [FCA CF] Functions requiring qualifications (since 21 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
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