Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (28 Apr 2015 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (28 Apr 2015 to 8 Dec 2019)
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- CF30 Customer (7 Apr 2008 to 31 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 24 Feb 2008)
- CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Dec 2004 to 4 Mar 2005)
- CF27 Investment Management (1 Dec 2001 to 4 Mar 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.