Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Apr 2026)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Material risk taker (8 Feb 2021 to 4 Feb 2022)
    • CF28 Systems and controls (29 Jan 2013 to 8 Dec 2019)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Material risk taker (8 Feb 2021 to 4 Feb 2022)
    • CF28 Systems and controls (29 Jan 2013 to 8 Dec 2019)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2009)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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