Lloyd Grant Gardner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2026)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Client dealing (26 Oct 2023 to 7 Oct 2025)
    • [FCA CF] Functions requiring qualifications (26 Oct 2023 to 7 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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