Lloyd Gaffney

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 28 Nov 2023)
    • CF30 Customer (since 16 Nov 2023)
  • Cedarwood Wealth Management Ltd

    FRN 655489

    • Employed By (since 16 Nov 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Mar 2023 to 28 Jul 2023)
  • Milne Wealth Management Limited (no longer approved here)

    FRN 575943

    • (3)Employed By (9 Mar 2023 to 28 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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