Lloyd French

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DELAUNAY WEALTH MANAGEMENT LIMITED

    FRN 806635

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 18 Oct 2018)
    • CF11 Money Laundering Reporting (18 Oct 2018 to 1 Oct 2019)
    • CF1 Director (18 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (18 Oct 2018 to 8 Dec 2019)
  • Charterhouse Independent Financial Advisors LLP (no longer approved here)

    FRN 453778

    • CF1 Director (AR) (27 Feb 2013 to 16 Oct 2018)
    • CF30 Customer (27 Feb 2013 to 16 Oct 2018)
  • Delaunay Wealth Management Limited (no longer approved here)

    FRN 591436

    • Employed By (27 Feb 2013 to 17 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

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