Lloyd Daniel Whitworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lazard Asset Management Limited (no longer approved here)
FRN 121839
- CF30 Customer (29 Jul 2009 to 8 Dec 2019)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (19 Sep 2008 to 5 Nov 2008)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF27 Investment Management (17 Sep 2004 to 20 Dec 2006)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF27 Investment Management (2 Apr 2002 to 4 Jun 2004)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF27 Investment Management (1 Dec 2001 to 4 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.