Llewelyn Vaughan Nicholas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Whitechurch Network Limited

    FRN 190859

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Feb 2025)
    • CF30 Customer (18 Mar 2021 to 4 Dec 2023)
  • The On-Line Partnership Limited

    FRN 192638

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Jan 2012)
    • CF30 Customer (since 4 Jan 2012)
  • LV Nicholas Financial Planning Limited

    FRN 568978

    • (1)Employed By (since 4 Jan 2012)
  • Wealthcare (1985) Ltd (no longer approved here)

    FRN 569260

    • Employed By (18 Mar 2021 to 7 Nov 2023)
  • Chancery Financial Management (Clevedon) Ltd (no longer approved here)

    FRN 200597

    • Employed By (2 Feb 2012 to 24 Dec 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.