Liyan Yu

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 3 Sep 2021)
    • [FCA CF] Manager of certification employee (since 6 Nov 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (22 Dec 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 3 Sep 2021)
    • [FCA CF] Manager of certification employee (since 6 Nov 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (22 Dec 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (12 Oct 2009 to 1 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.