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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (14 May 2021 to 1 Nov 2021)
    • [FCA CF] Material risk taker (25 Jun 2019 to 1 Nov 2021)
    • [FCA CF] Client dealing (1 Mar 2017 to 1 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Oct 2005 to 31 Oct 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (14 May 2021 to 1 Nov 2021)
    • [FCA CF] Client dealing (1 May 2021 to 1 Nov 2021)
    • [FCA CF] Material risk taker (1 May 2021 to 1 Nov 2021)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (1 May 2021 to 5 May 2021)
    • [FCA CF] Material risk taker (1 May 2021 to 5 May 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (1 May 2021 to 5 May 2021)
    • [FCA CF] Client dealing (1 Mar 2017 to 20 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF21 Investment Adviser (7 Oct 2005 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (1 May 2021 to 5 May 2021)
    • [FCA CF] Material risk taker (25 Jan 2018 to 20 Jan 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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