Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Your Mortgage Advisor Ltd
FRN 930775
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 24 Nov 2020)
- SMF3 Executive Director (since 24 Nov 2020)
- SMF16 Compliance Oversight (since 24 Nov 2020)
- Responsibility for MCD Intermediation (since 24 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jun 2020)
- CF1 Director (AR) (9 May 2016 to 11 Jun 2020)
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- Employed By (9 May 2016 to 11 Jun 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.