Lissa Ee-Wen Toh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (27 May 2008 to 9 Mar 2011)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF22 Investment Adviser (Trainee) (23 Jan 2004 to 19 Mar 2004)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF22 Investment Adviser (Trainee) (7 Jun 2002 to 28 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.