Lisa Tugwell

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 28 Oct 2019)
    • [FCA CF] Manager of certification employee (since 28 Oct 2019)
    • [FCA CF] Material risk taker (8 Jun 2022 to 31 Oct 2024)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (30 Oct 2017 to 30 Sep 2019)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (7 Sep 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 3 Dec 2012)
    • CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF26 Customer Trading (1 Dec 2001 to 7 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.