Lisa Sutton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westward Financial Management Limited

    FRN 430680

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 28 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Aug 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (5 Aug 2024 to 30 Jul 2025)
    • CF30 Customer (5 Aug 2024 to 30 Jul 2025)
    • [FCA CF] Functions requiring qualifications (5 Aug 2024 to 30 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

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