Lisa Spiers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DEWM Limited

    FRN 604931

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (since 16 Feb 2024)
    • CF1 Director (AR) (since 16 Dec 2023)
    • CF30 Customer (since 16 Dec 2023)
  • Planit Wealth Limited

    FRN 1007009

    • (1)Employed By (since 16 Dec 2023)
  • Eastwood Financial Solutions Ltd (no longer approved here)

    FRN 514308

    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 15 Feb 2024)
    • [FCA CF] Client dealing (1 Apr 2020 to 15 Feb 2024)
    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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