Lisa Scott-Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Global Investments Limited (no longer approved here)

    FRN 171039

    • [FCA CF] Client dealing (13 Jun 2022 to 18 Aug 2023)
    • [FCA CF] Manager of certification employee (13 Jun 2022 to 18 Aug 2023)
    • [FCA CF] Material risk taker (13 Jun 2022 to 18 Aug 2023)
    • [FCA CF] Significant management (13 Jun 2022 to 18 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 9 Mar 2018)
    • CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.