Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 19 Dec 2025)
- Responsibility for MCD Intermediation (since 18 Dec 2025)
- SMF3 Executive Director (since 18 Dec 2025)
- SMF16 Compliance Oversight (since 18 Dec 2025)
- Responsible for Insurance Distribution (since 18 Dec 2025)
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- Appointed representative dealing with clients for which they require qualification (6 Jan 2025 to 17 Dec 2025)
- CF1 Director (AR) (29 Nov 2024 to 17 Dec 2025)
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- (1)Employed By (29 Nov 2024 to 17 Dec 2025)
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- SMF3 Executive Director (15 Feb 2024 to 31 Jul 2024)
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- [FCA CF] Significant management (31 Mar 2021 to 11 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.