Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Investor Services Trust
FRN 435052
- SMF24 Chief Operations (since 6 Feb 2025)
- [FCA CF] Material risk taker (since 22 Apr 2024)
- [FCA CF] Manager of certification employee (since 5 May 2020)
- [FCA CF] Algorithmic trading (since 17 Mar 2020)
- [FCA CF] Client dealing (since 7 Mar 2017)
- CF30 Customer (10 Nov 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2017 to 2 Aug 2023)
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- [FCA CF] Client dealing (7 Mar 2017 to 2 Aug 2023)
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- CF30 Customer (16 Oct 2014 to 5 Aug 2015)
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- CF30 Customer (19 Feb 2013 to 5 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.