Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • SMF24 Chief Operations (7 Mar 2023 to 11 Feb 2025)
    • [FCA CF] Material risk taker (13 Nov 2017 to 30 Jun 2025)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF10a CASS Oversight function (11 Dec 2013 to 6 Mar 2016)
    • CF29 Significant management (11 Dec 2013 to 6 Mar 2016)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF10a CASS Oversight function (1 Oct 2011 to 22 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.