Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lumina Mortgages and Financial Planning Ltd
FRN 1019037
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
- Responsibility for MCD Intermediation (since 12 Jun 2025)
- SMF3 Executive Director (since 12 Jun 2025)
- [FCA CF] Client dealing (7 Jul 2025 to 24 Jul 2025)
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- [FCA CF] Functions requiring qualifications (15 Feb 2021 to 27 Jun 2025)
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- [FCA CF] Functions requiring qualifications (29 Jun 2016 to 14 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
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