Lisa Marie Conway-Hughes

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LCH WEALTH LIMITED

    FRN 1000611

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Apr 2024)
    • Responsible for Insurance Distribution (since 8 Apr 2024)
    • SMF16 Compliance Oversight (since 8 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2024)
    • SMF3 Executive Director (since 8 Apr 2024)
    • [FCA CF] Client dealing (since 8 Apr 2024)
  • Westminster Wealth Management LLP (no longer approved here)

    FRN 490519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2024)
    • CF30 Customer (30 Jul 2012 to 8 Dec 2019)
  • Ablestoke Financial Planning LLP (no longer approved here)

    FRN 574544

    • (7)Employed By (21 Mar 2012 to 9 Jul 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (18 May 2010 to 9 Jul 2012)
  • Ablestoke Ltd (no longer approved here)

    FRN 493976

    • Employed By (18 May 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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