Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Manager of certification employee (17 May 2023 to 28 Jan 2024)
    • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2022)
    • [FCA CF] Significant management (30 Mar 2020 to 28 Jan 2024)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Manager of certification employee (17 May 2023 to 28 Jan 2024)
    • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2022)
    • [FCA CF] Significant management (30 Mar 2020 to 28 Jan 2024)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Manager of certification employee (17 May 2023 to 28 Jan 2024)
    • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2022)
    • [FCA CF] Significant management (30 Mar 2020 to 28 Jan 2024)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Manager of certification employee (30 Mar 2020 to 1 Apr 2020)
    • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2022)
    • [FCA CF] Significant management (30 Mar 2020 to 28 Jan 2024)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (30 Mar 2020 to 28 Jan 2024)
    • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2022)
    • [FCA CF] Significant management (30 Mar 2020 to 28 Jan 2024)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Manager of certification employee (30 Mar 2020 to 1 Sep 2023)
    • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2022)
    • [FCA CF] Significant management (30 Mar 2020 to 1 Sep 2023)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Manager of certification employee (30 Mar 2020 to 28 Jan 2024)
    • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2022)
    • [FCA CF] Significant management (30 Mar 2020 to 28 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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