Lisa Jane Tuck

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMITH & PINCHING FINANCIAL SERVICES LIMITED

    FRN 186616

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF3 Executive Director (since 11 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 26 Jun 2023)
    • CF30 Customer (since 26 Jun 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (13 Jun 2013 to 8 Dec 2019)
  • OVERBURYS FINANCIAL SERVICES LIMITED

    FRN 537653

    • (7)Employed By (since 26 Jun 2023)
  • Roberts Mackie Winstanley (no longer approved here)

    FRN 439624

    • CF30 Customer (1 Nov 2007 to 19 Jul 2013)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (3 Jan 2006 to 31 Oct 2007)
  • Roberts Mackie Winstanley (no longer approved here)

    FRN 170278

    • (2)Employed By (30 Oct 2002 to 14 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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