Lisa Jane Stuart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal London Asset Management Limited
FRN 141665
- [FCA CF] Client dealing (since 12 Jun 2025)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Client dealing (1 Oct 2020 to 1 Apr 2025)
BlueBay Asset Management LLP (no longer approved here)
FRN 571599
- CF30 Customer (18 Oct 2013 to 6 Nov 2015)
BlueCrest Capital Management (UK) LLP (no longer approved here)
FRN 515304
- CF30 Customer (19 Apr 2010 to 9 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.